REGISTRATION

Hemisphere Capital Management is registered as a Portfolio Manager in the provinces of British Columbia, Alberta, Saskatchewan, Manitoba and Ontario and as an Investment Fund Manager in the provinces of British Columbia, Alberta, Saskatchewan and Manitoba. 

Our head office is in Calgary, Alberta and consequently, our principal regulator is the Alberta Securities Commission (ASC).  Through periodic compliance audits, the ASC ensures we comply with all applicable securities rules, regulations and national instruments.  

National Instrument 31-103 is the primary regulatory document outlining the requirements for us to be licensed as a Portfolio Manager and Investment Fund Manager.

One requirement of our registration status is to have audited IFRS compliant financial statements produced annually.

Hemisphere Capital Management Inc. claims compliance with the CFA Code of Ethics and Standards of Professional Conduct and the CFA Institute Asset Manager Code. This claim has not been verified by the CFA Institute.

Hemisphere is not a subsidiary of any other firm and is wholly-owned by employees.